Seth Adam Fineman

Seth Adam Fineman is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with MMA SECURITIES LLC.

Registration history (5)

FirmFromToCurrent
MMA SECURITIES LLC2021-02-23presentYes
PRINCIPAL SECURITIES, INC.2019-06-042021-01-21
TRANSAMERICA RETIREMENT ADVISORS, LLC2016-03-082018-07-02
INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION2014-10-142016-01-26
STRATEGIC ADVISERS LLC2004-06-102009-06-26

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