David Yates

David Yates is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with PODELL FINANCIAL GROUP LLC.

Registration history (5)

FirmFromToCurrent
PODELL FINANCIAL GROUP LLC2023-05-24presentYes
EAGLE STRATEGIES LLC2021-07-192023-06-14
PRUCO SECURITIES, LLC2019-07-122020-03-02
EAGLE STRATEGIES LLC2009-09-182019-03-04
NEW YORK LIFE INVESTMENT MANAGEMENT LLC2004-10-112009-05-13

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