JAMES D. TRAVIS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2012-08-29 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2004-09-21 | 2011-09-23 | — |