RICHARD CHARLES ROMANO

RICHARD CHARLES ROMANO is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (6)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2026-04-23presentYes
STIFEL INDEPENDENT ADVISORS, LLC2023-06-202026-04-24
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2012-08-232023-07-05
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-09-05
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.1999-08-202007-04-02

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