JOSEPH ERIC SWARO

JOSEPH ERIC SWARO is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2017-12-15presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012017-12-19
CITIGROUP GLOBAL MARKETS INC.2008-09-292009-06-01
NATCITY INVESTMENTS, INC.2000-01-012008-09-22

More