JAMES FRANCIS CAPEN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 2 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2009-05-12 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2002-05-08 | 2009-05-27 | — |