JAMES PATRICK ULMAN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2020-07-22 | 2024-11-14 | — |
| CETERA INVESTMENT ADVISERS LLC | 2014-01-21 | 2020-07-17 | — |
| CETERA INVESTMENT SERVICES LLC | 2011-08-01 | 2014-01-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-09-13 | 2011-08-02 | — |
| A. G. EDWARDS & SONS, INC. | 2001-06-01 | 2004-09-01 | — |