James Warren Baker is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-05-01 | present | Yes |
| GROVE POINT ADVISORS, LLC | 2021-04-01 | 2025-05-01 | — |
| GROVE POINT INVESTMENTS, LLC | 2017-12-05 | 2021-04-01 | — |
| FSC SECURITIES CORPORATION | 2004-02-17 | 2017-12-08 | — |
| WADDELL & REED | 1998-07-17 | 2004-02-18 | — |