Thomas Christopher Roe

Thomas Christopher Roe is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (3)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2023-06-14presentYes
RAYMOND JAMES & ASSOCIATES, INC.2021-08-202023-06-02
NORTHWEST INVESTMENT CONSULTING, INC.2014-06-202021-08-12

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