RICHARD RODERICK O'CONNOR is an investment adviser representative (IAR) with state registration records since 2012, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-08-05 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2012-05-30 | 2015-08-04 | — |