JAMES VAN MOORE

JAMES VAN MOORE is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2011-05-13presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-05-20
CITIGROUP GLOBAL MARKETS INC.2005-04-292009-06-01
MORGAN STANLEY DW INC.2003-10-092005-05-04

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