S A THOMAS

S A THOMAS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (4)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2014-01-14presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012014-01-22
CITIGROUP GLOBAL MARKETS INC.2005-08-192009-06-01
MORGAN STANLEY DW INC.2002-06-272005-08-18

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