LISA L SMITH is an investment adviser representative (IAR) with state registration records since 2011, appearing at 6 firms. Currently registered with NINE30 ADVISORS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NINE30 ADVISORS LLC | 2025-09-16 | present | Yes |
| BISON WEALTH, LLC | 2022-04-25 | 2024-04-12 | — |
| KALOS MANAGEMENT | 2015-01-22 | 2022-03-03 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-01-31 | 2014-12-12 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-10-14 | 2013-01-02 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-02-09 | 2011-08-19 | — |