JAMES LEO DEFANO is an investment adviser representative (IAR) with state registration records since 2015, appearing at 3 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2020-03-24 | 2024-11-14 | — |
| PNC WEALTH MANAGEMENT | 2015-10-14 | 2016-06-08 | — |