JAMES Stuart OKUN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2023-06-15 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2015-12-04 | 2023-06-26 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2015-12-07 | — |
| MORGAN STANLEY & CO. LLC | 2008-09-15 | 2009-06-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-06-01 | 2008-09-09 | — |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | 2003-07-10 | 2004-06-04 | — |
| AMSOUTH INVESTMENT SERVICES, INC. | 2003-02-18 | 2003-08-11 | — |