William E Thomas

William E Thomas is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2026-05-15presentYes
MORGAN STANLEY SMITH BARNEY LLC2021-06-302023-08-14
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-10-302021-06-07
MSI FINANCIAL SERVICES, INC.2011-01-062014-10-02
WELLS FARGO CLEARING SERVICES, LLC2006-02-152010-10-07
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2003-01-222006-03-30

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