BROOKE CAUDELL is an investment adviser representative (IAR) with state registration records since 2000, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2009-01-14 | present | Yes |
| MORGAN STANLEY & CO. LLC | 2000-06-27 | 2009-01-16 | — |