SUSAN JENNIFER HELM

SUSAN JENNIFER HELM is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2014-02-03presentYes
MORGAN STANLEY SMITH BARNEY LLC2010-02-242014-01-31
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-12-19
CITIGROUP GLOBAL MARKETS INC.2006-06-272009-06-01
WELLS FARGO CLEARING SERVICES, LLC2004-06-012006-01-17

More