BRUCE GEOFFREY WAIN is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2014-07-28 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2013-02-07 | 2014-08-01 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2013-02-25 | — |
| MORGAN STANLEY & CO. LLC | 2008-09-02 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2000-03-24 | 2008-09-16 | — |