RICHARD LEE BAKER

RICHARD LEE BAKER is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2021-12-22presentYes
PRIME CAPITAL INVESTMENT ADVISORS, LLC2017-08-012021-11-29
LAWING FINANCIAL INC2009-02-272017-10-13
LPL FINANCIAL LLC2009-01-232009-02-03

More