DAVID CHAN

DAVID CHAN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 8 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..

Registration history (9)

FirmFromToCurrent
CITIGROUP GLOBAL MARKETS INC.2017-05-09presentYes
SANTANDER SECURITIES LLC2015-08-072017-05-09
M&T SECURITIES, INC.2013-05-022015-06-26
HSBC SECURITIES (USA) INC.2012-06-122013-04-26
CAPITAL ONE FINANCIAL ADVISORS LLC2012-02-142012-05-25
HSBC SECURITIES (USA) INC.2009-03-252012-01-09
LPL FINANCIAL LLC2008-09-092009-03-18
ESSEX NATIONAL SECURITIES, LLC2008-07-012008-09-02
PNC WEALTH MANAGEMENT2005-03-142008-06-27

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