CATHA A SIMONS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with EQUITABLE ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| EQUITABLE ADVISORS, LLC | 2010-06-24 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2008-10-27 | 2010-04-23 | — |
| UBS FINANCIAL SERVICES INC. | 2003-06-04 | 2008-10-20 | — |