James Edward Schwalbe is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with PRINCIPAL SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | 2025-04-16 | present | Yes |
| EAGLE STRATEGIES LLC | 2019-05-08 | 2025-04-21 | — |
| PRUCO SECURITIES, LLC | 2017-07-27 | 2019-03-18 | — |
| COMERICA SECURITIES | 2013-12-03 | 2014-09-24 | — |
| EDWARD D. JONES & CO., L.P. | 2013-08-09 | 2013-11-27 | — |