DIANA DAWSON

DIANA DAWSON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2026-04-16presentYes
WELLS FARGO CLEARING SERVICES, LLC2015-02-25presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-01-032014-07-01
WELLS FARGO INVESTMENTS, LLC2009-03-052011-01-03
UBS FINANCIAL SERVICES INC.2003-02-142008-12-31

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