STEPHEN THOMAS HARLEY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-12-05 | present | Yes |
| TD AMERITRADE, INC. | 2013-10-29 | 2022-10-14 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2005-06-20 | 2022-12-31 | — |