Diane Finch is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2024-09-09 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2023-09-08 | 2024-08-22 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2022-05-18 | 2023-07-12 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-09-21 | 2022-04-04 | — |
| PRUCO SECURITIES, LLC | 2014-10-21 | 2016-01-05 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2011-10-13 | 2013-01-02 | — |
| PARK AVENUE SECURITIES LLC | 2004-02-03 | 2011-09-21 | — |