DOUGLAS KENNETH ALLEN

DOUGLAS KENNETH ALLEN is an investment adviser representative (IAR) with state registration records since 1996, appearing at 5 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (5)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2026-05-06presentYes
LPL FINANCIAL LLC2017-08-242026-05-15
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2012-05-112017-08-29
WELLS FARGO CLEARING SERVICES, LLC2008-05-202012-05-11
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1996-09-192008-05-21

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