Dawn Aglae Spaulding is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with PARK AVENUE SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| PARK AVENUE SECURITIES LLC | 2026-06-29 | present | Yes |
| PRINCIPAL SECURITIES, INC. | 2015-09-18 | 2026-03-30 | — |
| CHARLES SCHWAB & CO., INC. | 2010-01-22 | 2015-07-28 | — |
| STRATEGIC ADVISERS LLC | 2008-05-23 | 2009-03-16 | — |