MARY ALICE RICHARD is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2022-12-13 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2022-09-16 | 2022-12-20 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2021-02-04 | 2022-08-29 | — |
| RBC CAPITAL MARKETS, LLC | 2018-08-29 | 2021-01-26 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-04-27 | 2018-08-30 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2007-11-14 | 2011-04-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-05-27 | 2007-11-19 | — |