CHARLES DAVID MORALES is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-06-28 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2015-09-14 | 2022-06-15 | — |
| SECURIAN FINANCIAL SERVICES, INC. | 2015-06-24 | 2015-09-10 | — |
| CHARLES SCHWAB & CO., INC. | 2012-08-31 | 2015-06-16 | — |