STEPHEN MICHAEL COTA

STEPHEN MICHAEL COTA is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (3)

FirmFromToCurrent
LPL FINANCIAL LLC2008-08-05presentYes
WAMU INVESTMENTS, INC.2006-02-212008-08-06
MORGAN STANLEY DW INC.1998-08-242004-02-09

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