Gilberto R Pena

Gilberto R Pena is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2024-11-04presentYes
EDWARD D. JONES & CO., L.P.2013-04-162024-11-08
MORGAN STANLEY SMITH BARNEY LLC2011-11-212013-05-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-08-102011-11-25

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