Katharine Minnie Wong-Conway is an investment adviser representative (IAR) with state registration records since 2023, appearing at 3 firms. Currently registered with TRANSAMERICA FINANCIAL ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2025-10-08 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2024-08-21 | 2024-11-25 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2023-11-07 | 2024-07-18 | — |