RICHARD JOSEPH ROCK is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with BALBOA WEALTH PARTNERS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| BALBOA WEALTH PARTNERS, INC. | 2021-08-26 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2021-08-05 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2003-03-28 | 2009-06-01 | — |