WILLIAM FRANCIS is an investment adviser representative (IAR) with state registration records since 1997, appearing at 3 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2009-08-21 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2003-02-11 | 2009-08-15 | — |
| MORGAN STANLEY DW INC. | 1997-09-11 | 2003-02-05 | — |