KATHRYN GATES is an investment adviser representative (IAR) with state registration records since 2016, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2026-06-18 | present | Yes |
| JANNEY MONTGOMERY SCOTT LLC | 2025-06-30 | 2026-04-16 | — |
| OSAIC WEALTH, INC. | 2025-01-22 | 2025-02-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2021-02-02 | 2025-01-21 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2016-04-13 | 2021-02-08 | — |