JAMES PHILIP O'CONNOR

JAMES PHILIP O'CONNOR is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

Registration history (5)

FirmFromToCurrent
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2021-12-02presentYes
STIFEL, NICOLAUS & COMPANY, INCORPORATED2012-02-282021-12-23
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-03-06
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2000-02-102007-04-02

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