JAMES DENIS PAFUNDI is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2011-12-09 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2008-09-17 | 2010-07-06 | — |
| UBS FINANCIAL SERVICES INC. | 2003-07-21 | 2006-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2003-07-24 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1998-10-28 | 2003-07-01 | — |