STEPHEN MICHAEL FLEMING is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-03-21 | present | Yes |
| FIRST CITIZENS INVESTOR SERVICES, INC. | 2007-08-07 | 2014-09-16 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2006-07-26 | 2007-08-07 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2006-02-24 | 2006-07-17 | — |