ROGER CHARLES WALLER is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with AMERICAN INDEPENDENT SECURITIES GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | 2019-01-04 | present | Yes |
| BFC PLANNING, INC. | 2016-01-13 | 2018-11-30 | — |
| CETERA ADVISORS LLC | 2012-02-28 | 2015-12-31 | — |
| PACIFIC WEST FINANCIAL CONSULTANTS INC | 1998-05-13 | 2012-02-28 | — |