CHRIS K NGOY is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2023-04-28 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2023-05-10 | — |
| WELLS FARGO INVESTMENTS, LLC | 2007-03-21 | 2011-01-03 | — |
| WAMU INVESTMENTS, INC. | 2002-08-13 | 2007-03-19 | — |
| WELLS FARGO INVESTMENTS, LLC | 1999-09-23 | 2002-08-21 | — |