DAVID WALTON LUMMUS is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | 2021-04-07 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2021-02-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2001-01-25 | 2009-06-01 | — |