SAMANTHA LUCILLE ZAPOLEON

SAMANTHA LUCILLE ZAPOLEON is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
ROCKEFELLER FINANCIAL LLC2020-12-18presentYes
WELLS FARGO CLEARING SERVICES, LLC2019-09-262020-12-14
MORGAN STANLEY SMITH BARNEY LLC2009-06-012019-09-27
MORGAN STANLEY & CO. LLC2009-01-162009-06-01
CITIGROUP GLOBAL MARKETS INC.1997-11-042009-01-29

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