STEPHEN DARRYL CARROLL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with CARROLL INVESTORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CARROLL INVESTORS, INC. | 2020-11-30 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2013-02-13 | 2020-12-31 | — |
| MORGAN KEEGAN & COMPANY, LLC | 2008-12-11 | 2013-02-13 | — |
| UBS FINANCIAL SERVICES INC. | 2002-10-14 | 2008-12-16 | — |