JAMES ROBERT PIPER is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-09-28 | present | Yes |
| SECURITIES AMERICA ADVISORS, INC. | 2020-11-06 | 2023-10-04 | — |
| KMS FINANCIAL SERVICES, INC. | 2016-02-05 | 2020-11-06 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | 2016-02-26 | — |
| AMERIPRISE ADVISOR SERVICES, INC. | 2009-02-27 | 2009-10-05 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1997-02-25 | 2009-02-19 | — |