MICHAEL ANDREW BATES

MICHAEL ANDREW BATES is an investment adviser representative (IAR) with state registration records since 2000, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (3)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2019-05-28presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-03-202019-05-28
CITIGROUP GLOBAL MARKETS INC.2000-08-012009-04-08

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