Richard James Marooney is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2018-08-22 | 2024-11-14 | — |
| MML INVESTORS SERVICES, LLC | 2017-03-25 | 2017-09-19 | — |
| MSI FINANCIAL SERVICES, INC. | 2015-01-02 | 2017-03-25 | — |
| NEW ENGLAND SECURITIES | 2002-06-21 | 2015-01-02 | — |