DOUGLAS PETER ENG

DOUGLAS PETER ENG is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

Registration history (6)

FirmFromToCurrent
INDEPENDENT FINANCIAL GROUP, LLC2020-07-10presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-01-032020-07-07
WELLS FARGO INVESTMENTS, LLC2005-05-272011-01-03
WESCOM FINANCIAL SERVICES2004-11-042005-02-15
CUSO FINANCIAL SERVICES, L.P.2003-09-102004-11-03
CITICORP INVESTMENT SERVICES2003-03-072003-07-08

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