Carolyn Leticia Mora

Carolyn Leticia Mora is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (7)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-02-14presentYes
AVANTAX ADVISORY SERVICES2019-10-252023-02-17
1ST GLOBAL ADVISORS INC2019-02-112019-10-25
AVANTAX ADVISORY SERVICES2014-08-272019-02-22
CETERA INVESTMENT ADVISERS LLC2013-08-122014-09-04
1ST GLOBAL ADVISORS INC2008-08-122013-08-13
EQUITABLE ADVISORS, LLC2004-09-022008-08-18

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