JAMES ALFRED SOMMERFIELD is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2026-03-02 | present | Yes |
| GREAT LAKES ADVISORS, LLC | 2026-01-09 | 2026-03-31 | — |
| WINTRUST INVESTMENTS LLC | 2005-05-23 | 2025-01-28 | — |
| GREAT LAKES ADVISORS, LLC | 2001-11-16 | 2025-12-31 | — |